Compliance Coordinator Resume Sample

Compliance coordinators are responsible for ensuring their business is compliant with regulatory laws. These individuals must ensure regulations are followed, implement compliance training programs, collect and record company data, submit data to regulatory bodies, announce procedure changes, and report any breaches to a department supervisor.

For many, writing a resume can be daunting. If you are working on your own, it is easy to become overwhelmed with the amount of information you need to include and how best to present yourself.

The sample resumes below provide great examples of how to write an effective resume.

The Best Compliance Coordinator Resume Samples

These are some examples of accomplishments we have handpicked from real Compliance Coordinator resumes for your reference.

Compliance Coordinator Resume Sample 1

Managed over $100M of equipment leasing and recruitment costs within the Property Management Division.
Initiated effective reporting procedures to management relating to compliance with TILA, ECOA, FHA, OCC, FRB regulations.
Referred buyer clients to appropriate loan officers during list brokerage efforts; strategically generated triple digit growth in closed transactions per month.
Handled a variety of responsibilities including data entry, research and analysis, loan processing and closing support for a diverse portfolio of residential lending.
Proficiently handled all aspects related to an out-of-town relocation program for business professionals relocating to Seattle from various regions.

Compliance Coordinator Resume Sample 2

Oversaw the activity of all processes related to compliance. Ensured that company policies were followed and maintained by adhering to complex company surveillance software, legal resources, and federal regulations.
Achieved 98% rating for having 100% accuracy, precision, and attention to detail according to internal audits conducted by management team.
Recognized as an industry leader in the development of training modules; created templates used for business process improvement initiatives after evaluating results from customer surveys.
Identified repetitive patterns within data sets; automated information processing tasks which saved 10 hours per week.
Streamlined production workflow process; reduced average time-to-complete tasks from 45 minutes to less than 10 minutes.

Compliance Coordinator Resume Sample 3

Improved departmental efficiency by offering suggestions on new methods of documentation and streamlining processes.
Cross-trained as a clerk to fill in for vacationing staff during peak periods; qualified to take messages, deliver mail, receive visitors, process time cards, answer phone calls.
Promoted from Office Assistant to Associate Compliance Coordinator within six months by maintaining strong business relationships with regulatory agencies.
Increased accuracy of data input by verifying information against source documents before filing.
Redesigned procedures for increased efficiency based upon 10 years’ experience in the department after being promoted to Supervisor Compliance Officer II.

Compliance Coordinator Resume Sample 4

Identify and resolve documentation issues related to compliance requirements, ensuring that both internal and external audits meet regulatory standards.
Engaged in the investigation process; utilized analytical tools and skill sets while working to ensure accurate results while adhering to statistical guidelines.
Manage a high volume of responsibility, including oversight of thousands of daily transactions, audits, and investigations while ensuring accuracy and timeliness for all tasks/projects assigned.
Actively participate in the Open Enrollment period. Processed over 500 changes during 2013 Plan Year open enrollment period with an error rate below 0.5%.
Collaborate with Coordinator regarding daily activities, coordinates efforts with team members on multiple projects, assists the department in planning the audit schedule, compiling statistics, and compiling research data.

Compliance Coordinator Resume Sample 5

Prepared new hire paperwork for over 800 employees within the first six months of employment.
Reduced time spent on monthly examiner reconciliations with automated report generation.
Achieved the highest score of any examiner on examiner certification exam through active engagement in training and study.
Recognized by CEO after defending professional boundaries while maintaining confidentiality during harassment investigation; no legal action taken against company.
Presented “Compliance Coordinator’s Role in Implementing Company Ethics” to more than 500 attendees at state compliance conference.

Compliance Coordinator Resume Sample 6

Promoted to compliance coordinator because of my organizational, detail-oriented skills.
Acquired knowledge and experience in creating, monitoring, and maintaining contracts with all major carriers for group health insurance plans.
Achieved high level of customer service by proactively identifying concerns and explain procedures to clients in order to better serve them .
Recognized as a team leader among peers for always having the highest work standard; managed task priority lists ensuring accurate completion on deadline.
Accomplished complex process improvement projects that resulted in streamlined operations, increased profitability, greater efficiency, and productivity.

Compliance Coordinator Resume Sample 7

Reviewed, organized, and summarized documents for a complex Consolidated Omnibus Budget Reconciliation Act (COBRA) project.
Created new database to monitor budget expenditures according to department’s policies and procedures.
Provided administrative support related to the firm’s Affordable Care Act compliance efforts in addition to general secretarying duties.
Organized guest receptions in a confident manner while ensuring confidentiality requirements were met according to departmental security protocols.
Developed strong working relationships with clients which improved customer satisfaction rates leading to repeat business opportunities.

Compliance Coordinator Resume Sample 8

Preserved hundreds of thousands of dollars in revenue by training and enforcing safety policies and procedures.
Contributed to the development of processes, formats, forms, and procedures for departmental compliance files; recognized as a key contributor due to high accuracy rate and timely processing.
Streamlined workflow and coordinated daily activities within assigned department; achieved significant increase in productivity.
Identified new areas for improvement through stringent analysis of audit reports; implemented corrective measures that improved company performance standards by 3% .
Achieved excellent customer satisfaction survey results as documented by all three surveys conducted over 5 consecutive years with 100% positive feedback on each one.

Compliance Coordinator Resume Sample 9

Implemented the new security access control policy and completed a month review in 8 hours.
Managed all aspects of system configuration for multiple business units/divisions to include hardware, software, operating systems, printers, anti-virus, firewalls etc.
Supported all users within the department as well as other departments throughout the organization.
Completed daily user requests prior to deadline with 100% accuracy including multiple tasks from various individuals on one day.
Awarded Employee of The Month for adapting quickly to new processes and procedures while working independently and completing several projects ahead of schedule.

Compliance Coordinator Resume Sample 10

Wrote and implemented Compliance Manual for new company policy.
Identified significant risks in daily job function, conducting risk assessment with Business Unit Head.
Developed training materials for staff related to compliance programs including whistleblowing hotline, internal control testing program, and conflict of interest reporting requirements.
Worked on the task of developing a comprehensive annual report including feedback from senior leadership within the organization.
Conducted initial review of system weaknesses involving document management systems, data center records retention programs, and software development controls.

Compliance Coordinator Resume Sample 11

Manage regulatory reporting, filings, and compliance related activities in support of internal audit team.
Serve as the liaison with state insurance departments to obtain required filings and information for 10+ states pertaining to captive insurance companies.
Resolve escalated production issues while meeting tight deadlines during peak season; utilized effective communication skills while maintaining composure to achieve successful results.
Develop detailed schedule for auditors review/approval process including completion dates, deliverables, due dates, etc.; Process document requests in accordance with policies & procedures.
Maintain year end statutory closings by performing monthly reconciliations of GAAP data against book data through Merrill Lynch performance analytics package which provides decision making information for GAAP and statutory reporting.

Wrap Up

Interested applicants must have an undergraduate degree in risk management, law, or audit, and a postgraduate degree in one of these areas is recommended, as is a few years of compliance experience. Compliance coordinators must demonstrate strong ethics, excellent documentation skills, regard for authority, organization, time management, team-oriented thinking, and an ability to work under pressure.

Resumes are a crucial aspect of any job search. In order to make a good first impression, it is important that your resume be formatted and written professionally. To create the perfect resume, think about what skills and qualities you want your future employer to see.

Hope these samples gave you an idea of what your resume should look like and some tips on how to make sure that your resume stands out from the rest.

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